SPS Investment Services Limited
新寶城投資顧問有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SPS Investment Services Limited (新寶城投資顧問有限公司), CE reference AAI641. Currently licensed for regulated activity type(s) 4. Current licensed staff on file: 3.
Registered address
2/F, Pinnacle Building, No.9 Ship Street, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | present |
| Type 1 — Dealing in securities | present | 2003-10-02 |
| Type 6 — Advising on corporate finance | present | 2018-04-13 |
| Type 9 — Asset management | present | 2005-02-04 |
Licensed staff (3)
As of
| Name | Activities | Since |
|---|---|---|
| Wai Ming Lau 劉偉明 | RO 4 | 2005-01 |
| David Cheung Fung Poon 潘長風 | RO 4 | Pre-2003 |
| Man Hong Li 李民康 | Rep 4 | 2022-03 |
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