CNI Securities Group Limited
中國北方證券集團有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CNI Securities Group Limited (中國北方證券集團有限公司), a Hong Kong-based licensed corporation with CE reference ATM582. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities. Current licensed staff on file: 12 (total recorded over time: 109). Earliest licence on file: 2009-12-15.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Unit A 26/F, Times Media Centre, 133 Wan Chai Road, Wanchai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2009-12-15 | present |
| Type 2 - Dealing in futures contracts | 2011-06-28 | present |
| Type 4 - Advising on securities | 2014-05-13 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (109)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Quan Bao 包全 | RO 1, 2, 4 Rep 1 | 2010-05 | Present |
| Samiel Chung Yin Chau 周中彥 | RO 1, 2, 4 Rep 1, 2 | 2021-06 | Present |
| Bernard Shui Sang Yu 余瑞生 | RO 1, 2, 4 | 2022-05 | Present |
| Chen Chen 陳晨 | Rep 1 | 2023-12 | Present |
| Robin Jonathan Gibbs Fox | Rep 1, 4 | 2020-08 | Present |
| Yudong Huang 黃玉棟 | Rep 1 | 2023-11 | Present |
| Siu Kong Koo 顧兆光 | Rep 1, 4 | 2017-09 | Present |
| Mei Lin Lam 林美蓮 | Rep 1 | 2026-04 | Present |
| Lee Sa Or 柯莉莎 | Rep 1 | 2020-05 | Present |
| Marvin Wai Yuen Pang 彭偉源 | Rep 1 | 2025-02 | Present |
| Ping Yee Tam 譚秉義 | Rep 1 | 2022-12 | Present |
| Mark Leland Youngblood | Rep 1, 4 | 2013-10 | Present |
| Yik Hui 許奕 | Rep 1 | 2022-12 | 2026-05 |
| Sin Man Lee 李善文 | Rep 1, 2 | 2021-04 | 2026-04 |
| Vincent Chin 錢榮澤 | Rep 1, 4 | 2023-12 | 2025-10 |
| Wai Kwong Lai 黎偉光 | Rep 1 | 2022-07 | 2025-08 |
| Hua Chen 陳華 | Rep 1, 2, 4 | 2023-04 | 2025-04 |
| Chun Kin Chan 陳振健 | RO 1 Rep 1 | 2022-11 | 2023-02 |
| Ting Kwan Fong 方鼎鈞 | Rep 1 | 2020-10 | 2022-12 |
| Kwok Chau Ma 馬國疇 | Rep 1, 2 | 2022-07 | 2022-10 |
| Michael Edmund Hammond | Rep 1, 4 | 2020-11 | 2022-07 |
| Wai Ming Wong 黃偉明 | Rep 1 | 2020-06 | 2022-04 |
| Tsz Hin Chan 陳梓軒 | Rep 1 | 2021-08 | 2021-12 |
| Miao Zhang 張淼 | RO 1, 2, 4 Rep 1, 4 | 2021-01 | 2021-08 |
| Jiashou Zheng 鄭家壽 | Rep 1 | 2020-05 | 2021-08 |
| Edwin Kin Bong Chan 陳建邦 | RO 1, 4 Rep 1, 4 | 2020-06 | 2021-06 |
| Him Tai Li 李謙泰 | Rep 1 | 2020-02 | 2021-05 |
| Lung Chun Wong 黃龍俊 | Rep 1, 4 | 2019-04 | 2021-05 |
| Ka Jin Raymond Chan 陳嘉彥 | Rep 1 | 2020-03 | 2021-04 |
| Ting Huen Ngai 魏庭萱 | RO 1, 2, 4 | 2011-03 | 2020-09 |
| Tik Chan 陳滌 | Rep 1 | 2013-04 | 2020-09 |
| Zhiqiang Wei 魏志強 | Rep 4 | 2018-06 | 2020-07 |
| Angela On Ki Cheung 張安琪 | Rep 1, 4 | 2019-07 | 2020-06 |
| Sik Hong Chow 周鍚康 | Rep 1 | 2017-06 | 2020-02 |
| Siu Hung Tse 謝兆鴻 | Rep 1 | 2019-07 | 2020-02 |
| Bin Yang 楊斌 | Rep 1 | 2017-04 | 2019-06 |
| Feiyong Li 李飛勇 | Rep 1 | 2011-02 | 2019-05 |
| Xue Yang 楊雪 | Rep 1 | 2017-06 | 2019-05 |
| Jiaming Mai 麥家銘 | Rep 1 | 2017-04 | 2019-04 |
| Ho Fung Li 李可鋒 | Rep 1, 4 | 2012-07 | 2018-07 |
| Henry Yuk Ho Kwong 鄺鋈豪 | RO 4 | 2014-05 | 2018-06 |
| Hugo Ching Hoi Chow 周靖凱 | Rep 1, 2 | 2017-09 | 2018-05 |
| Wing Bun Chan 陳榮斌 | Rep 1, 4 | 2016-10 | 2018-04 |
| Chun Ho Ng 吳俊豪 | Rep 1 | 2014-09 | 2018-01 |
| Ka Kui Chan 陳嘉駒 | Rep 1 | 2013-08 | 2017-07 |
| Ching Lai Kwan 關徵禮 | Rep 1 | 2017-02 | 2017-06 |
| Ke Li 李珂 | Rep 1 | 2015-12 | 2017-05 |
| You Zhang 章友 | Rep 1, 2 | 2015-06 | 2017-04 |
| Tin Kit Wong 黃天傑 | Rep 1 | 2013-07 | 2017-03 |
| Silong Zhou 周斯龍 | Rep 1 | 2014-04 | 2017-03 |
| Thomas Wing Hang Hon 韓泳恆 | Rep 1 | 2012-02 | 2017-02 |
| Hobart Wong 黃仲豪 | Rep 1 | 2012-05 | 2017-02 |
| Patricia Pui Gee Wong 黃佩芝 | Rep 1 | 2013-03 | 2017-01 |
| Kar Son Chu 朱嘉迅 | Rep 1, 4 | 2014-05 | 2016-10 |
| Shu Wan Pang 彭樹穩 | RO 1 | 2010-09 | 2016-10 |
| Wei Shi 施維 | Rep 1 | 2015-06 | 2016-08 |
| Ka Chun Wong 黃嘉俊 | Rep 1, 4 | 2010-11 | 2016-07 |
| Miner Pan 潘敏兒 | Rep 1 | 2015-02 | 2016-07 |
| Ho Kwan Lee 李可君 | Rep 1 | 2012-01 | 2016-05 |
| Hoi Sing Lam 林海升 | Rep 1 | 2010-08 | 2016-04 |
| Yu Min Huang 黃牖民 | Rep 1 | 2013-10 | 2016-03 |
| Fan Yi Chan 陳勛宜 | Rep 1 | 2015-02 | 2016-01 |
| Ho Yi Suen 孫可兒 | Rep 1, 4 | 2013-06 | 2015-12 |
| Ka On Woo 胡家安 | Rep 1 | 2012-10 | 2015-11 |
| Xintong Huo 霍薪同 | Rep 1 | 2015-02 | 2015-10 |
| Chun Wing Tse 謝雋永 | Rep 1, 2 | 2012-01 | 2015-07 |
| Qipeng Ma 馬起鵬 | Rep 1, 4 | 2014-03 | 2015-04 |
| Stephen Siu Chun Ng 吳肇駿 | Rep 1 | 2011-11 | 2014-10 |
| Simon Chi Wing Chow 鄒至榮 | Rep 1 | 2012-04 | 2014-10 |
| Kam Chan Hung 洪金燦 | Rep 1 | 2011-11 | 2014-10 |
| Yiu Chun Lo 羅耀俊 | Rep 1 | 2012-01 | 2014-09 |
| Siu Lung Yau 丘小龍 | Rep 1 | 2012-03 | 2014-08 |
| Audrey Hoi Yan Wong 黃凱欣 | Rep 1, 2 | 2013-12 | 2014-05 |
| Siu Ming Lee 李兆明 | Rep 1 | 2012-05 | 2014-04 |
| Wai Ping Chan 陳慧萍 | Rep 1 | 2010-08 | 2014-02 |
| Ho Yin Lau 劉浩賢 | Rep 1, 2 | 2012-03 | 2014-01 |
| Weijia Zhang 張煒嘉 | Rep 1 | 2013-02 | 2013-11 |
| Ascar Hung Ting Chan 陳虹廷 | Rep 1 | 2010-05 | 2013-08 |
| Kam Kong Lo 盧淦江 | Rep 1 | 2010-12 | 2013-08 |
| Chun Man Yip 葉俊文 | Rep 1 | 2011-09 | 2013-08 |
| Man Wah Lai 黎敏華 | Rep 1 | 2013-03 | 2013-07 |
| Yeung Wong 黃楊 | Rep 1, 2 | 2013-05 | 2013-07 |
| Ching Yi Wong 黃靜怡 | Rep 1 | 2013-03 | 2013-04 |
| Yuk Yip Leung 梁玉葉 | Rep 1 | 2011-09 | 2013-03 |
| Lui Chan 陳磊 | Rep 1, 2 | 2010-12 | 2013-03 |
| Joseph Chun Man Kwok 郭浚民 | Rep 1 | 2012-08 | 2013-03 |
| Ngai Ming Lam 林藝明 | Rep 1 | 2011-08 | 2012-10 |
| Pak Hung Chan 陳銆鴻 | Rep 1 | 2011-11 | 2012-07 |
| Eddie Yuen Sut Wong 汪炫戌 | Rep 1 | 2012-03 | 2012-03 |
| Yee Kit Lam 林以傑 | Rep 1, 2 | 2011-11 | 2012-03 |
| Chi Wai Fan 樊志煒 | Rep 1 | 2010-12 | 2012-03 |
| Diana Siu Lan Lau 劉小蘭 | Rep 1, 2 | 2010-11 | 2011-12 |
| Kit Wai Lam 林杰煒 | Rep 1 | 2010-04 | 2011-12 |
| Chun Wai Mo 巫俊懷 | Rep 1, 2 | 2011-07 | 2011-10 |
| Ka Kit Wong 黃嘉傑 | Rep 1 | 2011-06 | 2011-09 |
| Wing Chiu Leung 梁永超 | Rep 1 | 2011-05 | 2011-09 |
| Wan Chun Wong 黃尹俊 | Rep 1 | 2011-03 | 2011-09 |
| John Kwan Shun Huang 黃君信 | Rep 1 | 2010-11 | 2011-08 |
| Andrew Wai Cheong Chan 陳偉昌 | Rep 1 | 2011-04 | 2011-07 |
| Spencer Wing Fai Law 羅榮輝 | RO 1 | 2011-03 | 2011-07 |
Showing 1–100 of 109
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1643 staff - 3 shared activity types - 中國國際金融香港證券有限公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 541 staff - 3 shared activity types - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 462 staff - 3 shared activity types - 花旗環球金融亞洲有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Guotai Junan Securities (Hong Kong) Limited
CE ABY236 - 382 staff - 3 shared activity types - 國泰君安證券(香港)有限公司
UBS Securities Asia Limited
CE AAV882 - 374 staff - 3 shared activity types