CNI Securities Group Limited
中國北方證券集團有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CNI Securities Group Limited (中國北方證券集團有限公司), CE reference ATM582. Currently licensed for regulated activity type(s) 1, 2, 4. Current licensed staff on file: 13.
Registered address
Unit A 26/F, Times Media Centre, 133 Wan Chai Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2009-12-15 | present |
| Type 2 — Dealing in futures contracts | 2011-06-28 | present |
| Type 4 — Advising on securities | 2014-05-13 | present |
Licensed staff (13)
As of
| Name | Activities | Since |
|---|---|---|
| Quan Bao 包全 | RO 1, 2, 4 | 2014-05 |
| Samiel Chung Yin Chau 周中彥 | RO 1, 2, 4 | 2021-08 |
| Bernard Shui Sang Yu 余瑞生 | RO 1, 2, 4 | 2022-07 |
| Chen (SFC:BUG463) Chen 陳晨 | Rep 1 | 2023-12 |
| Robin Jonathan Gibbs Fox | Rep 1, 4 | 2020-08 |
| Yudong Huang 黃玉棟 | Rep 1 | 2023-11 |
| Yik Hui 許奕 | Rep 1 | 2022-12 |
| Siu Kong Koo 顧兆光 | Rep 1, 4 | 2018-02 |
| Sin Man Lee 李善文 | Rep 1, 2 | 2022-08 |
| Lee Sa Or 柯莉莎 | Rep 1 | 2020-05 |
| Marvin Wai Yuen Pang 彭偉源 | Rep 1 | 2025-02 |
| Ping Yee Tam 譚秉義 | Rep 1 | 2022-12 |
| Mark Leland Youngblood | Rep 1, 4 | 2017-08 |
Showing 1–13 of 13