KGI Wealth Management Limited
凱基財富管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KGI Wealth Management Limited (凱基財富管理有限公司), a Hong Kong-based licensed corporation with CE reference ABM802. Current licensed staff on file: 0 (total recorded over time: 243). Earliest licence on file: 2008-04-17.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2017-10-02 |
| Type 4 - Advising on securities | Pre-2003 | 2017-10-02 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2010-04-30 |
| Type 9 - Asset management | 2008-04-17 | 2010-04-30 |
| Type 9 - Asset management | Pre-2003 | 2004-12-28 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (243)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mark Hin Geung Chan 陳献章 | RO 1, 4 | 2016-04 | 2017-10 |
| Sai Hung Chan 陳世雄 | Rep 1 | 2009-12 | 2017-10 |
| Winnie Wun-Yin Chan 陳韻妍 | Rep 1, 4 | 2010-08 | 2017-10 |
| Karen Chang 張恩慈 | Rep 1, 4 | 2010-06 | 2017-10 |
| Wen-Chi Chao 趙文綺 | Rep 1 | 2006-10 | 2017-10 |
| Fu-Tung Chen 陳福東 | Rep 1 | 2007-01 | 2017-10 |
| Jou-Hsun Chen 陳柔勳 | Rep 1 | 2012-10 | 2017-10 |
| Nan-Shou Chen | Rep 1 | 2010-12 | 2017-10 |
| Shu Har Chen 陳瑞霞 | Rep 1 | 2016-07 | 2017-10 |
| Ching-Yi Chien 簡青誼 | Rep 1 | 2015-07 | 2017-10 |
| Wing Fat Ching 程永發 | Rep 1 | 2017-04 | 2017-10 |
| Shih-Ming Cho 卓師銘 | Rep 1 | 2010-12 | 2017-10 |
| Wai Fai Cho 曹偉輝 | Rep 1 | 2009-12 | 2017-10 |
| Sheng Yuan Chou 周聖淵 | Rep 1 | 2007-01 | 2017-10 |
| Hsiang-Po Chung 鍾香珀 | Rep 1 | 2007-01 | 2017-10 |
| Yee Ling Chung 鍾綺靈 | Rep 1 | 2016-03 | 2017-10 |
| Hock Meng Foong | RO 1 | 2010-04 | 2017-10 |
| Yung-Shun Hou 侯永順 | Rep 1 | 2012-10 | 2017-10 |
| Li-Yueh Hsu 許瓈月 | Rep 1 | 2012-10 | 2017-10 |
| Hsin-Cheng Huang 黃信誠 | Rep 1 | 2008-07 | 2017-10 |
| Ming-Chung Huang 黃明鐘 | Rep 1 | 2007-09 | 2017-10 |
| Po Wen Huang 黃柏雯 | Rep 1 | 2007-01 | 2017-10 |
| Sheng-Lung Huang 黃勝隆 | Rep 1 | 2006-10 | 2017-10 |
| Yu Yuan Huang 黃裕元 | Rep 1 | 2007-12 | 2017-10 |
| Kwun Hei Hui 許冠熙 | Rep 1 | 2010-03 | 2017-10 |
| Chien-Chou Hung 洪健洲 | Rep 1 | 2007-06 | 2017-10 |
| Sin-Lun Jhang 張心倫 | Rep 1 | 2015-09 | 2017-10 |
| Ki Hung Kuo 郭其紅 | Rep 1 | 2015-06 | 2017-10 |
| Ping-Hung Kuo 郭炳宏 | Rep 1 | 2008-03 | 2017-10 |
| Addy Chun Fai Kwan 關俊輝 | Rep 1 | 2010-03 | 2017-10 |
| Kin Leung Kwong 鄺建良 | Rep 1 | 2010-03 | 2017-10 |
| Man Bun Kwong 鄺民彬 | RO 1, 4 | 2010-08 | 2017-10 |
| Man Sik Lee 李文軾 | RO 1 | 2010-03 | 2017-10 |
| Sebastian Sze Hang Lee 李思行 | Rep 1 | 2009-12 | 2017-10 |
| Sin Man Lee 李善文 | Rep 1 | 2009-12 | 2017-10 |
| Siu Lun Lee 李兆麟 | RO 1 | 2010-03 | 2017-10 |
| Wai Chung Lee 李慧中 | Rep 1 | 2017-04 | 2017-10 |
| Sze Chun Leung 梁思進 | Rep 1 | 2015-01 | 2017-10 |
| Hui Chin Liao 廖惠菁 | Rep 1 | 2016-10 | 2017-10 |
| Chii-Horng Lin 林啟弘 | Rep 1, 4 | 2016-07 | 2017-10 |
| I-Fang Lin 林奕芳 | Rep 1 | 2007-04 | 2017-10 |
| da-Wei Liu 劉大偉 | Rep 1 | 2006-10 | 2017-10 |
| Nelson Kwong Kin Liu 廖廣健 | Rep 1 | 2017-04 | 2017-10 |
| Kei Lok Ma 馬基諾 | Rep 1, 4 | 2015-12 | 2017-10 |
| Tik Man Ngai 倪荻文 | Rep 1 | 2014-05 | 2017-10 |
| Chung Po Pang 彭忠寶 | Rep 1 | 2017-08 | 2017-10 |
| Li-Lin Su 蘇麗鈴 | Rep 1 | 2010-12 | 2017-10 |
| Ngai Fung Tong 湯毅鋒 | Rep 1, 4 | 2008-01 | 2017-10 |
| Ming-Hsiao Tsai 蔡明孝 | RO 1, 4 Rep 1, 4 | 2011-08 | 2017-10 |
| Fan Chun Tsang 曾繁珍 | RO 1 Rep 1 | 2013-08 | 2017-10 |
| Yi Ying Tseng 曾怡穎 | Rep 1 | 2013-01 | 2017-10 |
| Chak Wai Wong 黃集蔚 | RO 1, 4 | 2014-07 | 2017-10 |
| Ka Wing Wong 黃嘉榮 | Rep 1 | 2017-04 | 2017-10 |
| Siu Yung Wong 王少容 | RO 1 | 2015-04 | 2017-10 |
| Chiang Li Wu 吳強立 | RO 1, 4 Rep 1, 4 | 2014-10 | 2017-10 |
| Lulu Wu 吳璐璐 | Rep 1, 4 | 2014-03 | 2017-10 |
| Shu-Fang Wu 吳淑芳 | Rep 1 | 2010-12 | 2017-10 |
| Yang-Jen Wu 吳楊仁 | Rep 1 | 2007-01 | 2017-10 |
| Chi Fai Yam 任志輝 | Rep 1 | 2014-03 | 2017-10 |
| Ming Ming Yeh 葉明明 | Rep 1, 4 | 2016-11 | 2017-10 |
| Su-Chen Yeh 葉素甄 | RO 1, 4 Rep 1 | 2007-06 | 2017-10 |
| Wei-Ying Yi 易維英 | Rep 1 | 2006-10 | 2017-10 |
| Man Wa Yim 嚴敏華 | Rep 1 | 2014-09 | 2017-10 |
| Ting Cheung Young 楊庭章 | Rep 1 | 2017-04 | 2017-10 |
| Yuen Yee Wong 王阮儀 | Rep 1 | 2009-12 | 2017-09 |
| On Ting Kwok 郭安婷 | Rep 1 | 2016-05 | 2017-05 |
| Pong Wong Lau 劉邦鍠 | Rep 1 | 2015-12 | 2017-04 |
| Pak Yeung Edwin Chan 陳柏楊 | Rep 1, 4 | 2015-08 | 2017-01 |
| Chin-Chih Su 蘇靜枝 | Rep 1 | 2012-10 | 2017-01 |
| Chuan-Chih Che 車傳治 | Rep 1 | 2006-10 | 2016-08 |
| Liping Dong 董麗萍 | Rep 1 | 2012-12 | 2016-05 |
| Rosanna Yau 邱韻蓓 | Rep 1 | 2015-08 | 2015-11 |
| Ka Fan Mok 莫嘉勳 | Rep 1, 4 | 2012-11 | 2015-11 |
| Wei-Yang Li 李維揚 | Rep 1 | 2007-05 | 2015-10 |
| Pei-Chi Wang 王培輯 | Rep 1 | 2012-10 | 2015-10 |
| Yan Liu 劉艷 | Rep 1 | 2015-08 | 2015-09 |
| Keith Chin Cheung Kwong 鄺展翔 | Rep 1 | 2012-10 | 2015-08 |
| Ya-Hui Hsieh 謝雅卉 | Rep 1 | 2008-04 | 2015-07 |
| Wan Hei Yeung 楊允熙 | Rep 1 | 2010-03 | 2015-07 |
| Ping-Yu Chen 陳品妤 | RO 1, 4 Rep 1, 4 | 2006-10 | 2015-06 |
| Himson Shun Him Law 羅信謙 | Rep 1 | 2012-10 | 2014-12 |
| Wing Sheung Kwok 郭榮嫦 | Rep 1 | 2013-07 | 2014-10 |
| Albert Chun Hong Sze 施振康 | RO 1, 4 Rep 1, 4 | 2011-10 | 2014-10 |
| Pei-Chi Lo 羅珮琦 | Rep 1, 4 | 2011-04 | 2014-09 |
| Kit Ling Liu 廖潔靈 | Rep 4 | 2013-09 | 2014-07 |
| Ka Man Leung 梁家文 | Rep 1 | 2013-07 | 2014-06 |
| Gary Chung Yan Kwan 關淙仁 | RO 1 | 2013-10 | 2014-05 |
| Qi Yuan 袁琪 | Rep 1 | 2013-06 | 2014-05 |
| Longfei Guo 郭龍飛 | Rep 1 | 2012-12 | 2014-03 |
| Ki Fung Kong 江琦峰 | Rep 1, 4 | 2009-12 | 2014-03 |
| Ching Heung Ku 古清香 | Rep 1 | 2008-05 | 2014-03 |
| Chengjie Wang 王承洁 | Rep 1 | 2013-01 | 2013-11 |
| Yi-Ju Lin 林宜儒 | Rep 1 | 2006-10 | 2013-07 |
| Tak Tsun Hui 許德俊 | Rep 1 | 2009-10 | 2013-05 |
| Yi Chieh Wu 吳怡潔 | Rep 1 | 2007-09 | 2013-04 |
| Sze Ting Chan 陳思婷 | Rep 1, 4 | 2010-09 | 2013-04 |
| Weimin Wu 吳偉敏 | Rep 1 | 2012-10 | 2013-03 |
| Li Chen Hsu 徐莉珍 | Rep 1 | 2008-05 | 2013-03 |
| Ching Hua Sung 宋清華 | RO 1, 4 | 2007-05 | 2013-03 |
| Betty Wai Man Lo 盧慧敏 | Rep 1, 4 | 2012-11 | 2013-02 |
Showing 1–100 of 243