KGI Wealth Management Limited
凱基財富管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KGI Wealth Management Limited (凱基財富管理有限公司), CE reference ABM802. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2017-10-02 |
| Type 4 — Advising on securities | present | 2017-10-02 |
| Type 6 — Advising on corporate finance | present | 2010-04-30 |
| Type 9 — Asset management | 2008-04-17 | 2010-04-30 |
| Type 9 — Asset management | present | 2004-12-28 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||