SPS Securities Limited
新寶城證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SPS Securities Limited (新寶城證券有限公司), CE reference AAD432. Currently licensed for regulated activity type(s) 1, 9. Current licensed staff on file: 4.
Registered address
2/F, Pinnacle Building, No.9 Ship Street, Wan Chai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 9 — Asset management | present | present |
| Type 4 — Advising on securities | present | 2005-02-07 |
| Type 6 — Advising on corporate finance | present | 2005-02-07 |
Licensed staff (4)
As of
| Name | Activities | Since |
|---|---|---|
| Wai Ming Lau 劉偉明 | RO 1, 9 | Pre-2003 |
| David Cheung Fung Poon 潘長風 | RO 1, 9 | 2005-01 |
| Kwok Hing Ting 丁國慶 | RO 1, 9 | Pre-2003 |
| Man Hong Li 李民康 | Rep 1, 9 | 2022-03 |
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