SPS Securities Limited
新寶城證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SPS Securities Limited (新寶城證券有限公司), a Hong Kong-based licensed corporation with CE reference AAD432. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 35).
- Category:
-
Sell side · Brokerage ?
- Registered address:
- 2/F, Pinnacle Building, No.9 Ship Street, Wan Chai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | 2005-02-07 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-07 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (35)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wai Ming Lau 劉偉明 | RO 1, 4, 6, 9 Rep 4, 6 | Pre-2003 | Present |
| David Cheung Fung Poon 潘長風 | RO 1, 9 | 2005-01 | Present |
| Kwok Hing Ting 丁國慶 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Man Hong Li 李民康 | Rep 1, 9 | 2012-05 | Present |
| Rico Kam Tin Choi 蔡錦天 | Rep 1, 4, 6, 9 | Pre-2003 | 2023-06 |
| Joan Nei Chuen Tung 童妮鑽 | Rep 1, 4, 6, 9 | Pre-2003 | 2023-06 |
| Ka Ho Yu 余家豪 | Rep 1 | 2008-02 | 2023-05 |
| Eng Moo Chong 莊英茂 | Rep 1, 4, 6, 9 | Pre-2003 | 2023-04 |
| Shuk Yin Ho 何淑賢 | Rep 1 | 2007-05 | 2023-04 |
| Yuen Ching Kong 江婉貞 | Rep 1, 4, 6, 9 | Pre-2003 | 2023-04 |
| Albert Ming Hing Lam 林明興 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2023-04 |
| Vincent Chi Ching Lau 劉志楨 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2023-04 |
| Candy Yee Ying Lui 呂綺盈 | Rep 1 | 2014-04 | 2023-04 |
| Chan Chun Vong 黃振全 | Rep 1, 4, 6, 9 | Pre-2003 | 2023-04 |
| Wai Tak Yau 游惠德 | Rep 1, 4, 6, 9 | Pre-2003 | 2023-04 |
| Chi Wai Yim 閻志慰 | Rep 1 | 2021-04 | 2023-04 |
| Yin Ling Chan 陳燕玲 | Rep 1, 4, 6, 9 | Pre-2003 | 2023-04 |
| Kwai Ho Tang 鄧桂好 | Rep 1, 4, 6, 9 | Pre-2003 | 2023-03 |
| Yau Kan Man 萬幼勤 | Rep 1 | 2006-07 | 2023-03 |
| Hoi Fung Lam 林海峰 | Rep 1, 4 | 2003-08 | 2022-10 |
| Ting Yan Wong 王廷茵 | Rep 1 | 2015-08 | 2021-08 |
| Shui Wah Lau 劉瑞華 | Rep 1, 4, 6, 9 | Pre-2003 | 2020-12 |
| Robert Francis Edwin Burr | Rep 1 | 2016-05 | 2018-09 |
| Chun Yee Wong 黃鎮羽 | Rep 1 | 2006-06 | 2015-12 |
| Oi Ching Cheng 鄭愛晶 | Rep 1 | 2006-11 | 2014-03 |
| Yin Sum Chan 陳燕琛 | Rep 1 | 2009-09 | 2013-06 |
| Margaret Kwai Ping Cheng 鄭桂平 | Rep 1 | 2006-08 | 2009-06 |
| Wai Fun Wong 黃慧芬 | Rep 1 | 2007-08 | 2008-01 |
| Po Chu Chu 朱寶珠 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-07 |
| Wai Ki Mak 麥偉基 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-07 |
| Wai Chi Wong 黃偉志 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-05 |
| Maggie Yin King Chan Lam 陳林燕瓊 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-05 |
| Jones Ming Chun Kong 江明進 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-04 |
| Fung Ling Fok 霍鳳玲 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Yu Kwan Chan 陳汝筠 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
Showing 1–35 of 35
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