Grand Cathay Securities (Hong Kong) Limited
大華證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grand Cathay Securities (Hong Kong) Limited (大華證券(香港)有限公司), CE reference AFE145. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2017-10-02 |
| Type 4 — Advising on securities | present | 2005-02-07 |
| Type 6 — Advising on corporate finance | 2007-04-18 | 2015-10-29 |
| Type 6 — Advising on corporate finance | present | 2005-02-07 |
| Type 9 — Asset management | 2007-04-18 | 2015-10-29 |
| Type 9 — Asset management | present | 2005-02-07 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||