Optima Capital Limited
創越融資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Optima Capital Limited (創越融資有限公司), CE reference AAH672. Currently licensed for regulated activity type(s) 4, 6. Current licensed staff on file: 7.
Registered address
Suite 2101, 21/F, Shui On Center, 6-8 Harbour Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2007-10-25 | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 1 — Dealing in securities | 2007-10-25 | 2024-05-30 |
| Type 4 — Advising on securities | present | 2003-07-11 |
| Type 9 — Asset management | present | 2003-07-11 |
Licensed staff (7)
As of
| Name | Activities | Since |
|---|---|---|
| Chuen Fai Leung 梁泉輝 | RO 4, 6 | 2024-01 |
| Mei Han Leung 梁美嫻 | RO 4, 6 | 2007-10 |
| Ka Po (SFC:AGK780) Ng 吳家保 | RO 4, 6 | 2008-10 |
| Wing Yiu Li | Rep 6 | 2023-03 |
| Min (SFC:BJB497) Lin 林敏 | Rep 6 | 2023-03 |
| Chi Pang Lo 魯志鵬 | Rep 6 | 2014-05 |
| Yiu Lun Christopher Yu 余曜燐 | Rep 6 | 2021-10 |
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