Sumo Asset Management Limited

盛門資產管理有限公司
CE No. AUL789 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumo Asset Management Limited (盛門資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AUL789. Current licensed staff on file: 0 (total recorded over time: 22). Earliest licence on file: 2010-07-07.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2010-07-07 2022-08-23
Type 9 - Asset management 2010-07-07 2022-08-23

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (22)

Active on date
Name Activities First licensed To
Chun Yu Lau 劉振宇 RO 4, 9 2021-09 2022-08
Guangming Liu 劉廣明 RO 4, 9 Rep 4, 9 2021-09 2022-05
Olzhas Zhiyenkulov RO 4, 9 Rep 4, 9 2013-10 2021-08
Peiyi Joanna Lin 林佩儀 RO 4, 9 2014-11 2021-07
Li Hon Tam 譚利漢 Rep 4, 9 2016-12 2020-06
Jackson Pok Man Kwan 關博文 Rep 4, 9 2012-06 2016-04
Sin Yee Mok 莫倩儀 Rep 4, 9 2012-02 2016-03
Cindy Wai Chu Kwok 郭惠珠 Rep 4 2012-12 2016-02
Wilson Tsz Kin Lee 李子建 RO 4, 9 2010-07 2016-02
Kwok Ki So 蘇國基 Rep 4, 9 2012-12 2015-12
Lap Yin Chan 陳立言 Rep 4, 9 2013-04 2014-12
Yu Lung Tsao 曹郁龍 RO 4, 9 Rep 4, 9 2011-04 2014-11
Wai Chuen Cheung 張偉銓 RO 4, 9 Rep 4, 9 2011-05 2014-07
Lai Lai Leung 梁麗麗 Rep 4, 9 2011-04 2013-10
Ming-Yuan Peng 彭明媛 RO 4, 9 Rep 4, 9 2010-10 2013-10
Hung Chih Huang 黃宏治 RO 4, 9 Rep 4, 9 2011-08 2013-09
Kam Hung Wong 黃錦洪 Rep 4, 9 2010-07 2013-07
Alexander David Balfour Rep 4, 9 2011-11 2013-02
Man Fat Yeung 楊文法 Rep 9 2012-05 2012-12
Wei-Lien Tsai 蔡威廉 RO 4, 9 2010-07 2012-03
Joseph Kin To Lai 賴建濤 Rep 9 2011-03 2011-10
Hon Lam Chung 鍾漢林 RO 4, 9 2010-07 2011-07
Showing 1–22 of 22

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