Tor Investment Management (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tor Investment Management (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference BAI946. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 9 - Asset management. Current licensed staff on file: 17 (total recorded over time: 33). Earliest licence on file: 2012-12-12.
- Category:
-
Buyside · Private equity / VC
- Registered address:
- 19/F, The Henley Building, 5 Queen's Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2023-05-22 | present |
| Type 9 - Asset management | 2012-12-12 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (33)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Patrik Lennart Edsparr | RO 1, 9 | 2012-12 | Present |
| Christopher Louis Mikosh | RO 1, 9 | 2012-12 | Present |
| Daniel Max Cheung 張東右 | Rep 1, 9 | 2025-10 | Present |
| Jungil Chun 千錠一 | Rep 9 | 2016-09 | Present |
| Elissa Puay Sie Gaw | Rep 9 | 2013-04 | Present |
| Roy Shun Keung Kwok 郭舜強 | Rep 9 | 2021-05 | Present |
| Shuai Liu 劉帥 | Rep 1, 9 | 2026-07 | Present |
| Geoffrey Peck MacDonald | Rep 9 | 2023-10 | Present |
| Henry Sullivan Mancuso | Rep 9 | 2019-04 | Present |
| Noreen Pakvina Neal | Rep 9 | 2023-10 | Present |
| Sean Francis Pepper | Rep 1 | 2023-06 | Present |
| Suzanne Carmen Ramos | Rep 9 | 2019-11 | Present |
| Fouad Samra | Rep 9 | 2018-07 | Present |
| III Bryant Mason Stone | Rep 1 | 2023-07 | Present |
| Jingwen Wang 王靜雯 | Rep 9 | 2021-02 | Present |
| Wai Lam Willie Wong 黃偉霖 | Rep 9 | 2020-03 | Present |
| Siqi Zhang 張思奇 | Rep 9 | 2022-11 | Present |
| Yung Chi Shirly Chan 陳翁慈 | Rep 9 | 2022-09 | 2026-02 |
| Jingjing Zhou | Rep 9 | 2021-09 | 2025-12 |
| James Gerard Sweeney | RO 1, 9 | 2012-12 | 2025-01 |
| Sangkyun Park 朴尚均 | Rep 9 | 2022-09 | 2024-12 |
| Badri Ramanujan Jagannathan | Rep 9 | 2019-11 | 2022-06 |
| Avik Barat | Rep 9 | 2015-05 | 2022-04 |
| Saul George Raccah | Rep 9 | 2019-07 | 2022-02 |
| Akash Jain | Rep 9 | 2019-12 | 2021-08 |
| Peter Jaewon Han | Rep 9 | 2017-08 | 2021-07 |
| Yuen Ting Man 文婉婷 | Rep 9 | 2017-03 | 2019-12 |
| Pierre-Antoine Duvallon | Rep 9 | 2019-05 | 2019-06 |
| Sai Lap Lam 林世立 | Rep 9 | 2013-01 | 2018-02 |
| Kwang Hyuk Chun | Rep 9 | 2015-02 | 2017-02 |
| Andrew Robertson Schantz | Rep 9 | 2013-02 | 2017-01 |
| Christopher Ying Yeung Yu 余鷹揚 | RO 9 Rep 9 | 2013-04 | 2016-05 |
| Manav Saraf | Rep 9 | 2013-03 | 2015-07 |
Showing 1–33 of 33
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 2 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 2 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司