DWS Investments Hong Kong Limited
德意志投資香港有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for DWS Investments Hong Kong Limited (德意志投資香港有限公司), a Hong Kong-based licensed corporation with CE reference ACJ870. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 32 (total recorded over time: 264). Earliest licence on file: 2016-03-18.
- Category:
-
Buyside · Wealth management ?
- Registered address:
- 58-61/F, International Commerce Centre, 1 Austin Road West, Kowloon
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2016-03-18 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-12 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (264)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Robert John Stuart Gibbs | RO 1, 4, 9 Rep 1, 4, 9 | 2017-07 | Present |
| So Yeon Kim | RO 1, 4 Rep 1, 4 | 2017-03 | Present |
| Chi Tak Kwan 關志德 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-01 | Present |
| Osvaldo Chit Man Kwan 關捷文 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-12 | Present |
| Kevin Kei Tung Lui 呂紀東 | RO 1, 2 Rep 1, 2 | 2016-07 | Present |
| Elke Schoeppl-Jost | RO 1, 2, 4, 9 Rep 1, 4, 9 | 2014-01 | Present |
| Hoi Kei Sum 沈鎧圻 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-04 | Present |
| Vanessa Wang 王靜雯 | RO 1, 4, 9 Rep 1, 4 | 2021-10 | Present |
| Jingmu Cao 曹靖牧 | Rep 1, 4 | 2017-03 | Present |
| Tin Wing Chan 陳天穎 | Rep 1, 4 | 2024-09 | Present |
| Chi Ching Cheng 鄭子晴 | Rep 1, 4, 9 | 2022-06 | Present |
| Siu Ting Cheung 張肇廷 | Rep 1, 4, 9 | 2025-07 | Present |
| Ching Yuan Chiu 邱靖媛 | Rep 1, 4, 9 | 2025-01 | Present |
| Han Shen Jonathan Chow 周漢燊 | Rep 1, 2 | 2024-06 | Present |
| Chun Yin Chu 朱進彥 | Rep 1, 4 | 2022-09 | Present |
| Thomas Gillmann | Rep 1, 4 | 2022-03 | Present |
| Wing Lai Jap 葉永麗 | Rep 1, 4, 9 | 2015-11 | Present |
| Zixuan Kan 闞子旋 | Rep 1, 2 | 2022-08 | Present |
| Hoi Hing Keung 姜凱馨 | Rep 1, 4, 9 | 2019-01 | Present |
| Hoi Ting Christy Lam 林凱婷 | Rep 1, 4 | 2024-09 | Present |
| Gary Yuen Fung Li 李炫鋒 | Rep 1, 4, 9 | 2017-03 | Present |
| Dongsheng Lu 魯棟生 | Rep 1, 4 | 2022-05 | Present |
| Hiroshi Miyata | Rep 4, 9 | 2020-04 | Present |
| Sheung Wing Ng 吳雙榮 | Rep 4, 9 | 2013-05 | Present |
| Catherine Yan Kei Siu 蕭欣淇 | Rep 1, 4 | 2023-10 | Present |
| Lok Man Adrian So 蘇樂敏 | Rep 1, 4 | 2022-09 | Present |
| Daoqing Su 蘇道晴 | Rep 1, 4, 9 | 2022-05 | Present |
| Ogar Renaldi Widjaja | Rep 1, 4 | 2017-08 | Present |
| Xiaofan Yu 俞晓帆 | Rep 1, 4, 9 | 2022-05 | Present |
| Tian Zeng 曾湉 | Rep 1, 4, 9 | 2025-05 | Present |
| Judy Zhu 朱美祺 | Rep 1, 2 | 2023-05 | Present |
| Yuzhang Zong | Rep 1, 4, 9 | 2018-09 | Present |
| Kelvin Ngai Ho Leung 梁毅豪 | Rep 1, 4 | 2018-03 | 2026-07 |
| Shao Jun Chua | Rep 1, 4 | 2026-06 | 2026-07 |
| Kai Kit Leung 梁棨傑 | Rep 1, 4, 9 | 2018-10 | 2026-04 |
| Qingqing Xiao 肖青青 | Rep 1, 4, 9 | 2025-09 | 2026-02 |
| Agnes Chiu Hung Fong 方朝紅 | Rep 1, 4 | 2021-05 | 2025-10 |
| Gary Siu Tung Chan 陳兆東 | Rep 1, 4 | 2024-09 | 2025-09 |
| Man Him Law 羅文謙 | Rep 1, 4, 9 | 2022-08 | 2025-06 |
| Yau Pong Wong 王有邦 | RO 1, 2, 4, 9 Rep 1, 4, 9 | 2014-05 | 2025-04 |
| Yau Chuen Hui 許友泉 | Rep 1, 4, 9 | 2016-03 | 2024-08 |
| Anderson Kit Yan Kwan 關傑仁 | Rep 1, 4 | 2021-11 | 2024-08 |
| Yan Ting Ng 吳胤婷 | Rep 1, 4, 9 | 2018-04 | 2024-08 |
| Yuyu Peng 彭煜宇 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-09 | 2024-08 |
| Andrew Frederick Peter Pidden | RO 1, 4, 9 Rep 1, 4 | 2018-01 | 2024-08 |
| Yundi Zhao 趙芸笛 | Rep 1, 4, 9 | 2019-09 | 2024-08 |
| Ching Yan Lau 劉靖欣 | Rep 1, 4, 9 | 2019-09 | 2024-07 |
| Yuen Fun Fung 馮婉芬 | Rep 1 | 2023-05 | 2024-06 |
| Shing Chi Poon 潘承智 | Rep 1, 4, 9 | 2021-04 | 2024-05 |
| Koichiro Maeda | Rep 1, 4 | 2023-09 | 2024-03 |
| Candice Pei Ling Chong | Rep 1, 4 | 2024-01 | 2024-02 |
| Marco Bungart | Rep 1, 4 | 2023-11 | 2023-11 |
| Zequn Zhang 張澤群 | Rep 1, 4 | 2023-11 | 2023-11 |
| Wing San Joseph Kung 孔穎燊 | Rep 1, 4, 9 | 2018-03 | 2023-09 |
| Wai Bun Lau 劉慧斌 | Rep 1, 4, 9 | 2016-02 | 2023-08 |
| Sean Patrick Paul Taylor | RO 1, 4, 9 Rep 1, 4, 9 | 2015-10 | 2023-06 |
| Ruolin Zhan 湛若林 | Rep 1, 4 | 2021-09 | 2023-06 |
| Lillian Leong | Rep 1, 2 | 2019-03 | 2023-05 |
| Holger Wilhelm Naumann | RO 1, 4, 9 Rep 1, 4, 9 | 2019-09 | 2023-04 |
| Hon Hei Henry Wu 胡漢熙 | Rep 1, 4, 9 | 2017-03 | 2023-03 |
| Ying Lan 蘭瀅 | Rep 1, 4, 9 | 2015-11 | 2023-03 |
| Jing Wang 王菁 | Rep 1, 4 | 2022-11 | 2023-02 |
| Chin Fung Edwin Ho 何展峰 | Rep 1, 4, 9 | 2022-02 | 2023-01 |
| Hayden Hei Ting Pong 龐熙霆 | RO 1, 2 Rep 1, 2 | 2021-12 | 2023-01 |
| Chao Ying Huang 黃釗盈 | Rep 1, 4 | 2015-05 | 2022-12 |
| Shuai Shao 邵帥 | Rep 1, 4 | 2022-04 | 2022-11 |
| Ka Man Ma 馬嘉汶 | Rep 1, 4 | 2018-12 | 2022-07 |
| Christopher Theo Robinson | Rep 4, 9 | 2007-10 | 2022-06 |
| Yeung Cheung 張洋 | Rep 1, 4 | 2019-05 | 2022-05 |
| Barry Joseph Chung 鍾伯麟 | Rep 1, 4 | 2018-03 | 2022-04 |
| Marc Alexandre Currat | Rep 1, 4, 9 | 2016-11 | 2022-03 |
| Joseph Zi Jun Ip 葉子儁 | Rep 1, 2 | 2021-04 | 2022-03 |
| Adhitya Wisesa | Rep 1, 4 | 2018-04 | 2021-11 |
| Zhuo Jiang 蔣卓 | Rep 1, 4, 9 | 2020-10 | 2021-10 |
| Marco Montanari | RO 1, 4, 9 Rep 1, 4 | 2017-03 | 2021-09 |
| Andy Ho 何肇聰 | RO 1, 2 | 2016-03 | 2021-09 |
| Dayeon Yoo | Rep 1, 4, 9 | 2019-01 | 2021-08 |
| Bingrong Lyu 呂冰融 | Rep 1, 4 | 2018-01 | 2021-08 |
| Daniel Robert Skora | Rep 1, 4, 9 | 2019-01 | 2021-06 |
| King Him Chiu 趙敬謙 | Rep 1, 4 | 2018-04 | 2021-06 |
| Rujun Chen 陳儒君 | Rep 1, 4, 9 | 2019-08 | 2020-11 |
| Danqing Huang 黃丹青 | Rep 1, 4 | 2019-06 | 2020-10 |
| Guillaume Roland Rade | RO 9 Rep 1, 4, 9 | 2017-09 | 2020-09 |
| Benny Gay 倪秉勵 | Rep 1, 4 | 2017-06 | 2020-08 |
| Hang Chi Chow 周幸志 | Rep 1, 4 | 2017-05 | 2020-07 |
| Sharon Mui Ling Tan 陳美伶 | Rep 1, 4 | 2016-03 | 2020-06 |
| Xinyi Sun 孫欣怡 | Rep 1, 4, 9 | 2017-09 | 2020-04 |
| Denis Resovac | Rep 1, 4 | 2017-03 | 2020-03 |
| Wai Yan Fok 霍偉欣 | Rep 1, 4 | 2018-11 | 2020-01 |
| Reijer Jan Kooij | Rep 1, 4 | 2013-07 | 2019-11 |
| Xin Long Wang 王心瓏 | Rep 1, 4, 9 | 2015-05 | 2019-09 |
| Mark James McDonald | Rep 1, 4 | 2019-09 | 2019-09 |
| Nicolas Mathieu Didelot | Rep 1, 4 | 2016-06 | 2019-08 |
| Kaiyin Wei 韋凱尹 | Rep 1, 4 | 2018-09 | 2019-08 |
| Hiu Yin Chu 朱曉妍 | Rep 1, 4, 9 | 2018-01 | 2019-08 |
| Lei Lei 雷蕾 | Rep 1, 4 | 2016-04 | 2019-08 |
| Claudia Yat-Ching Poon 潘逸晴 | Rep 1, 2 | 2018-03 | 2019-07 |
| Wing To Chow 周穎淘 | Rep 1, 4 | 2017-03 | 2019-06 |
| Jianhong Larry Lau | Rep 1, 4 | 2019-06 | 2019-06 |
| Lihui Chen 陳麗惠 | Rep 4, 9 | 2009-06 | 2019-05 |
Showing 1–100 of 264
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