Lok Man Adrian So
蘇樂敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Man Adrian So (蘇樂敏), CE reference BSY405. Currently licensed at 1 firm(s): DWS Investments Hong Kong Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-05 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-05 | present |