Ching Yan Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yan Lau (劉靖欣), a licensed Representative with CE reference BOT981. Currently licensed at 1 firm(s): Matthews Global Investors (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-08-19 | present |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-19 | present |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-08-19 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-13 | 2024-07-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-13 | 2024-07-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2019-09-13 | 2024-07-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ching Yan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.