Holger Wilhelm Naumann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Holger Wilhelm Naumann ( ), a licensed former licensee with CE reference BOM081. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-12 | 2023-04-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 — Advising on securities | 2019-11-12 | 2023-04-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 — Asset management | 2019-11-12 | 2023-04-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-02 | 2019-11-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-02 | 2019-11-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2019-09-02 | 2019-11-12 |