Denis Resovac
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denis Resovac ( ), a licensed former licensee with CE reference BJG376. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-10 | 2022-08-05 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-10 | 2022-08-05 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-10 | 2020-03-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-10 | 2020-03-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-13 | 2017-03-28 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-13 | 2017-03-28 |