Shing Chi Poon
潘承智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Chi Poon (潘承智), a licensed former licensee with CE reference BDD899. This person has 10.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-27 | 2024-05-24 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-27 | 2024-05-24 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2021-04-27 | 2024-05-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-02-10 | 2021-04-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-03 | 2021-04-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-03 | 2021-04-16 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-29 | 2016-01-29 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 - Asset management | 2014-12-29 | 2016-01-29 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-26 | 2016-01-29 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-26 | 2016-01-29 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2014-03-26 | 2016-01-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Chi Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.