Yundi Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yundi Zhao (趙芸笛), a licensed Representative with CE reference BOT985. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.2 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-08-16 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-08-16 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2024-08-16 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-13 | 2024-08-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-13 | 2024-08-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2019-09-13 | 2024-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yundi Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.