Yundi Zhao
趙芸笛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yundi Zhao (趙芸笛), CE reference BOT985. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-08-16 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-08-16 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2024-08-16 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-13 | 2024-08-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-13 | 2024-08-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2019-09-13 | 2024-08-15 |