Wing Lai Jap
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lai Jap (葉永麗), a licensed Representative with CE reference AGE009. Currently licensed at 1 firm(s): DWS Investments Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-02 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-02 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2015-11-02 | present |
| Polen Capital HK Limited | Rep | Type 4 - Advising on securities | 2012-10-04 | 2015-10-07 |
| Polen Capital HK Limited | Rep | Type 9 - Asset management | 2012-10-04 | 2015-10-07 |
| Lloyd George Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-09-28 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-09-28 | 2012-10-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-04-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Lai Jap during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.