Anderson Kit Yan Kwan
關傑仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anderson Kit Yan Kwan (關傑仁), a licensed former licensee with CE reference AUX006. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-08-16 | 2025-09-09 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-08-16 | 2025-09-09 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-11 | 2024-08-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-11 | 2024-08-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-16 | 2011-09-08 |