Hiu Yin Chu
朱曉妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Yin Chu (朱曉妍), a licensed former licensee with CE reference BLT491. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-02 | 2019-08-09 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-02 | 2019-08-09 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2018-01-02 | 2019-08-09 |