Marco Montanari
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marco Montanari, CE reference ATI145. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2022-09-22 | present |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2022-09-22 | present |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2022-09-22 | present |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2022-09-22 | present |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2022-09-22 | present |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 — Asset management | 2022-09-22 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-02-04 | 2022-09-22 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-02-04 | 2022-09-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-02-04 | 2022-09-22 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-02-04 | 2022-09-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-02-04 | 2022-09-22 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-02-04 | 2022-09-22 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 — Asset management | 2019-08-13 | 2021-09-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-13 | 2021-09-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 — Advising on securities | 2017-07-13 | 2021-09-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-31 | 2017-07-13 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-31 | 2017-07-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-08 | 2013-02-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-08 | 2013-02-01 |