Sharon Mui Ling Tan
陳美伶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sharon Mui Ling Tan (陳美伶), a licensed former licensee with CE reference AMK254. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-02 | 2020-06-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-02 | 2020-06-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-09-01 | 2014-07-05 |