Osvaldo Chit Man Kwan
關捷文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Osvaldo Chit Man Kwan (關捷文), CE reference BAI043. Currently licensed at 1 firm(s): DWS Investments Hong Kong Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-13 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 — Advising on securities | 2023-06-13 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 — Asset management | 2023-06-13 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-08 | 2023-06-13 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-08 | 2023-06-13 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2015-12-08 | 2023-06-13 |
| LIM Advisors Limited | Rep | Type 9 — Asset management | 2012-10-18 | 2015-05-19 |