Catherine Yan Kei Siu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Yan Kei Siu (蕭欣淇), a licensed Representative with CE reference ARA299. Currently licensed at 1 firm(s): DWS Investments Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 13.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-20 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-20 | present |
| LaSalle Investment Management Hong Kong Limited | RO | Type 1 - Dealing in securities | 2013-06-19 | 2019-02-04 |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-07-04 | 2013-06-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Catherine Yan Kei Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.