Catherine Yan Kei Siu
蕭欣淇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Yan Kei Siu (蕭欣淇), CE reference ARA299. Currently licensed at 1 firm(s): DWS Investments Hong Kong Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-20 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-20 | present |
| LaSalle Investment Management Hong Kong Limited | RO | Type 1 — Dealing in securities | 2013-06-19 | 2019-02-04 |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-07-04 | 2013-06-19 |