Kevin Kei Tung Lui
呂紀東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Kei Tung Lui (呂紀東), CE reference BAO165. Currently licensed at 1 firm(s): DWS Investments Hong Kong Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-14 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-02-14 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-18 | 2018-02-14 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-18 | 2018-02-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-07 | 2016-06-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-07 | 2016-06-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2015-07-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-03 | 2015-07-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2012-12-03 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2012-12-03 | 2013-08-31 |