Yuen Fun Fung
馮婉芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Fun Fung (馮婉芬), CE reference AEX954. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-23 | 2024-06-14 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-29 | 2022-01-03 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-29 | 2022-01-03 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-10-19 | 2013-07-26 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2011-10-19 | 2013-07-26 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-16 | 2009-07-14 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-07 | 2007-05-11 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-07 | 2007-05-11 |
| OppenheimerFunds International Distributor Limited |
Rep | Type 1 — Dealing in securities | 2003-12-19 | 2006-12-31 |
| OppenheimerFunds International Distributor Limited |
Rep | Type 4 — Advising on securities | 2003-12-19 | 2006-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-31 |