Yuen Fun Fung

馮婉芬
CE No. AEX954 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Fun Fung (馮婉芬), a licensed former licensee with CE reference AEX954. This person has 16.6 years of SFC licence history. Total licence records on file: 14.

Information

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Licence history

FirmRoleRegulated activityFromTo
DWS Investments Hong Kong Limited
德意志投資香港有限公司
Rep Type 1 - Dealing in securities 2023-05-23 2024-06-14
BNY Mellon Investment Management Hong Kong Limited
紐約梅隆投資管理香港有限公司
Rep Type 1 - Dealing in securities 2013-10-29 2022-01-03
BNY Mellon Investment Management Hong Kong Limited
紐約梅隆投資管理香港有限公司
Rep Type 4 - Advising on securities 2013-10-29 2022-01-03
NNIP Hong Kong Limited Rep Type 1 - Dealing in securities 2011-10-19 2013-07-26
NNIP Hong Kong Limited Rep Type 4 - Advising on securities 2011-10-19 2013-07-26
KBC Financial Products Hong Kong Limited
比聯金融產品香港有限公司
Rep Type 1 - Dealing in securities 2007-05-16 2009-07-14
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2007-02-07 2007-05-11
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2007-02-07 2007-05-11
OppenheimerFunds International Distributor Limited
Rep Type 1 - Dealing in securities 2003-12-19 2006-12-31
OppenheimerFunds International Distributor Limited
Rep Type 4 - Advising on securities 2003-12-19 2006-12-31
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-05-31
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-05-31
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-05-31
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2003-05-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Fun Fung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sandra Ka Yee Yu BNY Mellon Investment Management Hong Kong Limited 2013–2022
Sebastian Gordon Brown BNY Mellon Investment Management Hong Kong Limited 2014–2022
Charles Ashley Martin BNY Mellon Investment Management Hong Kong Limited 2014–2022
Kin Foon Mok OppenheimerFunds International Distributor Limited 2003–2006
Keng Puang Tay OppenheimerFunds International Distributor Limited 2003–2006
Eung Who Kim BNY Mellon Investment Management Hong Kong Limited 2013–2022
Carmen Chang BNY Mellon Investment Management Hong Kong Limited 2013–2022
Man Ying Lui BNY Mellon Investment Management Hong Kong Limited 2013–2022
Nga Man Yen BNY Mellon Investment Management Hong Kong Limited 2013–2022
John Paul Delgiudice BNY Mellon Investment Management Hong Kong Limited 2015–2022
Francis Henry William Forbes Hon Francis Sempill BNY Mellon Investment Management Hong Kong Limited 2015–2022
Murdo Alexander MacLean BNY Mellon Investment Management Hong Kong Limited 2015–2022
John George Dent BNY Mellon Investment Management Hong Kong Limited 2016–2022
Nicolas Kopitsis BNY Mellon Investment Management Hong Kong Limited 2016–2021
Doni Shamsuddin BNY Mellon Investment Management Hong Kong Limited 2015–2022
Edith Sui Yu Tsang OppenheimerFunds International Distributor Limited 2005–2006
Matthew Walton BNY Mellon Investment Management Hong Kong Limited 2013–2021
Hsu Wen Chu BNY Mellon Investment Management Hong Kong Limited 2016–2022
Brett Ashwin James Kennedy BNY Mellon Investment Management Hong Kong Limited 2017–2022
Paul Robert Brain BNY Mellon Investment Management Hong Kong Limited 2017–2022

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