Yau Pong Wong
王有邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Pong Wong (王有邦), a licensed former licensee with CE reference ACZ528. This person has 21.4 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-03-18 | 2025-04-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2014-08-26 | 2025-04-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 - Advising on securities | 2014-08-26 | 2025-04-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 - Asset management | 2014-08-26 | 2025-04-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-02 | 2014-08-26 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-02 | 2014-08-26 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2014-05-02 | 2014-08-26 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2009-06-30 | 2014-04-26 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2009-06-24 | 2014-04-26 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 4 - Advising on securities | 2009-06-24 | 2014-04-26 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 9 - Asset management | 2009-06-24 | 2014-04-26 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-17 | 2009-06-24 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-17 | 2009-06-24 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 - Asset management | 2008-01-17 | 2009-06-24 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-13 | 2007-05-01 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-05-01 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-10 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2007-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yau Pong Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.