Hoi Kei Sum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Kei Sum (沈鎧圻), a licensed Representative with CE reference BFI234. Currently licensed at 1 firm(s): DWS Investments Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-09 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-09 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2025-12-09 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-08 | 2025-12-09 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 - Advising on securities | 2023-02-08 | 2025-12-09 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 - Asset management | 2023-02-08 | 2025-12-09 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2018-10-16 | 2023-02-08 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-23 | 2023-02-08 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-23 | 2023-02-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Kei Sum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.