Wai Bun Lau
劉慧斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Bun Lau (劉慧斌), a licensed former licensee with CE reference AWH043. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-29 | 2023-08-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-29 | 2023-08-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2016-02-29 | 2023-08-31 |
| LBN Advisers Limited 利邦投資顧問有限公司 |
Rep | Type 9 — Asset management | 2013-11-06 | 2016-02-18 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-11 | 2013-08-01 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-29 | 2012-07-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-12 | 2012-02-16 |