Wai Bun Lau
劉慧斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Bun Lau (劉慧斌), a licensed former licensee with CE reference AWH043. This person has 12.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-29 | 2023-08-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-29 | 2023-08-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2016-02-29 | 2023-08-31 |
| LBN Advisers Limited 利邦投資顧問有限公司 |
Rep | Type 9 - Asset management | 2013-11-06 | 2016-02-18 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-11 | 2013-08-01 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-29 | 2012-07-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-12 | 2012-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Bun Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.