CLSA Futures Limited

里昂期貨有限公司
CE No. AAZ733 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CLSA Futures Limited (里昂期貨有限公司), a Hong Kong-based licensed corporation with CE reference AAZ733. Current licensed staff on file: 0 (total recorded over time: 103).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 2 - Dealing in futures contracts Pre-2003 2016-06-02
Type 5 - Advising on futures contracts Pre-2003 2016-06-02
Type 9 - Asset management Pre-2003 2004-08-17

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (103)

Active on date
Name Activities First licensed To
Maureen Lee Baker Rep 2 2010-05 2016-02
Nigel John Beattie RO 2, 5 2015-09 2016-02
Sorach Chanthongkaew Rep 2 2008-04 2016-02
Eric Ning Hin Cheng 鄭寧軒 Rep 2 2013-12 2016-02
Jone Yin Chiu 趙仲賢 Rep 2 2015-01 2016-02
Edward Alexander Codron Rep 2 2014-03 2016-02
Tanya Li Phing Gan RO 2, 5 Rep 2 2008-02 2016-02
Thomas Xenophon Gladstone Rep 2 2013-01 2016-02
Christian John Jaeger Rep 2 2013-12 2016-02
Pekka David Johnson Rep 2 2010-08 2016-02
Sunny Hiu Fung Kwong 鄺曉楓 Rep 2 2015-06 2016-02
Norman Lai 黎樂仁 Rep 2 2013-12 2016-02
Lucia Yuk Ha Law 羅玉霞 Rep 2, 5, 9 Pre-2003 2016-02
Cale O'Yeah McCulloch 麥凱 Rep 2 2013-12 2016-02
Henry Chun Kit Ngai 倪俊傑 Rep 2 2010-05 2016-02
Polly So Po Ong 王素寶 Rep 2, 5, 9 Pre-2003 2016-02
Donald William Lennox Skinner RO 2, 5, 9 Rep 2, 5 Pre-2003 2016-02
Alan Ka Ming Wong 王嘉明 Rep 2 2010-10 2016-02
Queenie Wan Man Yeung 楊韻汶 Rep 2 2015-01 2016-02
Louis Chun Woon Yung 翁進煥 Rep 2 2015-02 2016-02
Ruby Enrika Sock Mei Tan Rep 2 2011-11 2016-01
Lars Joakim Axelsson Rep 2 2015-06 2016-01
Poh Aik Lee Rep 2 2009-06 2015-12
Don Ting Lam 林挺 RO 2, 5 Rep 2, 5, 9 Pre-2003 2015-11
Kirstie Jane Fisher RO 2, 5 Rep 2 2006-09 2015-10
Mengyao Kong 孔梦遥 Rep 2 2015-04 2015-08
Sze Nga Lau 劉詩雅 Rep 2 2010-09 2015-08
Bing Cai Ryan Lee 李秉財 Rep 2 2015-04 2015-06
Jia Sun 孫佳 Rep 2 2015-02 2015-04
John David Bird RO 2, 5 Rep 2 2004-07 2015-03
Andrew Charles Maynard RO 2, 5 Rep 2, 5 2011-05 2015-03
Armand Huynh 曹浩朗 Rep 2 2013-08 2014-11
Kevin Thomas Tapley Rep 2 2013-12 2014-05
Wei Wei 魏薇 Rep 2 2013-11 2013-11
See Ah Yeung 楊思雅 Rep 2 2010-06 2013-07
Fraser John Thomas Howie Rep 2 2003-08 2012-11
Girish Shivaji Patil Rep 2 2011-12 2012-10
Akash Dharia Rep 2 2011-12 2012-06
Timothy Clement Smith Rep 2 2009-06 2012-06
Lesley Ka Lam Wong 黃嘉琳 Rep 2 2012-04 2012-05
Fiona Man Yee Leung 梁文怡 Rep 2 2011-08 2012-02
Kwok Fai Chak 翟國輝 Rep 2 2008-06 2010-11
Joyce Suk Han Black 龔淑嫻 Rep 2 2010-05 2010-11
Jonathan Quinn Bolon Rep 2 2010-05 2010-07
Michael Lewis Alexander RO 2 Rep 2 2004-12 2010-07
Shao Khing Bruce Tan Rep 2 2009-06 2010-05
Mary Elizabeth McNamara Watt Rep 2, 5 2003-12 2010-05
Stephen Cheuk Hang Kam 甘卓亨 Rep 2 2009-07 2010-01
Raymond Ko 高力文 Rep 2 2008-10 2009-09
Alan Bing Chen Rep 2, 5, 9 Pre-2003 2009-09
Robert William Bentley Morrison RO 2, 5, 9 Pre-2003 2009-06
Nguyen Thanh Nguyen Rep 2 2007-11 2009-03
Eugene Hwang Kim Rep 2 2006-07 2008-11
Jonathan Sheung Chern Yeoh Rep 2 2006-05 2008-11
Graeme John Lane RO 2 Rep 2 2006-11 2008-11
Calvin Kam Ming Tang 鄧鑑明 Rep 2 2006-02 2008-11
Ross Daniel Pienaar Rep 2 2008-11 2008-11
Todd Stuart Martin Rep 2, 5 2006-07 2008-11
Matthew Albert Ruber Rep 2, 5, 9 Pre-2003 2008-09
Cassandra Frances Wai Kwun Mak 麥慧君 Rep 2 2008-04 2008-08
Kwok Leung Wong 王國良 Rep 2 2008-02 2008-07
Patrick Maung Lee Rep 2, 5 2006-09 2008-05
Tau Cheung Cheng 鄭導昌 Rep 2, 5 2006-02 2008-05
Suren Gueorgui Markosov Rep 2, 5 2006-10 2008-04
Andrew Guy Stiles Rep 2 2003-12 2008-02
Calvin Si Yang Lam 林思暘 Rep 2 2007-02 2007-10
Patrick Wai Yip Fung 馮偉業 Rep 2 2007-05 2007-09
Peter B Yoo Rep 2 2006-10 2007-08
Kim Melanie Arculli Rep 2 2007-01 2007-07
Daniel Yusup Rep 2 2006-04 2007-07
Joshua Gerard Saldanha Rep 2 2006-09 2007-06
Christopher Fenton Roberts 羅弼時 Rep 2, 5 2006-02 2007-06
Kwok Wah Cheung 張國華 Rep 2 2006-12 2007-01
Chau Yuen Chan 陳秋源 Rep 2, 5, 9 Pre-2003 2006-11
Gary William John Coull RO 2, 5, 9 Pre-2003 2006-10
Monica Ze Wa Lam 林詩華 Rep 2 2004-12 2006-09
Jimmy Ka Ching Chow 周家正 Rep 2, 5, 9 Pre-2003 2006-08
Adrian Kwok Kuen Cheung 張國權 Rep 2 2005-05 2006-08
Long Hoang Ngo 黃龍 Rep 2 2005-08 2006-06
Edward Charles MacQueen Rep 2 2003-08 2006-06
Yat Hang Chan 陳日恆 Rep 2, 5, 9 Pre-2003 2006-05
Chi Keung Lo 盧志強 Rep 2, 5, 9 Pre-2003 2006-02
Chuen Loong Hugh 丘俊隆 Rep 2, 5, 9 Pre-2003 2006-01
Sheldon Lee 李超倫 Rep 2, 5, 9 Pre-2003 2005-10
Ho Ming Hui 許浩明 Rep 2, 5, 9 Pre-2003 2005-07
Raymond Kai Chung Chau 周啟聰 Rep 2, 5, 9 Pre-2003 2005-04
Imran Sooleman Dadabhoy Rep 2 2003-12 2005-03
Howel Gruffudd Rhys Thomas Rep 2, 5, 9 Pre-2003 2005-01
Raymond Chun To Ng 吳鎮濤 Rep 2, 5, 9 Pre-2003 2004-12
Thomas Damian Roche RO 2 Rep 2, 5, 9 Pre-2003 2004-12
Julien Yves Bahurel Rep 2, 5, 9 Pre-2003 2004-06
Kit Man Chui 崔結文 Rep 2, 5, 9 Pre-2003 2004-06
Shirley Suet Sum Lau 劉雪心 Rep 2, 5, 9 Pre-2003 2004-06
Bharat Kumar Sachanandani 邵巴特 Rep 2 2003-08 2004-06
Vahe Olivier Bourmayan Rep 2 2003-09 2004-06
Emmanuel Dana MacHayekhi Rep 2 2003-10 2004-06
Kai Kai Yu 余皆佳 Rep 2, 5, 9 Pre-2003 2004-05
Alice Pui Lee Kam 金蓓莉 Rep 2, 5, 9 Pre-2003 2004-03
Chiu Wai Lo 羅昭維 Rep 2 2003-06 2004-03
Ying Fai Hue 許英輝 Rep 2, 5, 9 Pre-2003 2004-03
Showing 1–100 of 103

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