Calvin Si Yang Lam
林思暘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Calvin Si Yang Lam (林思暘), CE reference AOO266. Currently licensed at 2 firm(s): VMS Securities Limited, VMS Asset Management Limited. Total licence records on file: 47.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-16 | present |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-11 | present |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-03-11 | present |
| Octiv Capital Limited 正奇資本有限公司 |
RO | Type 4 — Advising on securities | 2024-11-01 | 2026-01-31 |
| Octiv Capital Limited 正奇資本有限公司 |
RO | Type 9 — Asset management | 2024-11-01 | 2026-01-31 |
| Nexus Asset Management Limited 港匯資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-06 | 2024-10-31 |
| Nexus Asset Management Limited 港匯資本有限公司 |
Rep | Type 9 — Asset management | 2024-05-06 | 2024-10-31 |
| Van Berkom Golden Dragon Limited 雲博金龍投資管理有限公司 |
RO | Type 9 — Asset management | 2023-07-25 | 2023-12-14 |
| Van Berkom Golden Dragon Limited 雲博金龍投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-07-14 | 2023-07-25 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 9 — Asset management | 2022-04-29 | 2022-06-30 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-20 | 2022-06-30 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 4 — Advising on securities | 2021-10-20 | 2022-06-30 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-03 | 2021-10-20 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-03 | 2021-10-20 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-06 | 2021-06-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-06 | 2021-06-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-12-06 | 2021-06-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | 2018-12-06 | 2021-06-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-11 | 2018-12-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-11 | 2018-12-06 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-11 | 2018-12-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-11 | 2018-12-06 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-17 | 2018-09-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2018-01-17 | 2018-09-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-01-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2018-01-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-17 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-17 | 2017-10-02 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-18 | 2017-06-30 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 — Advising on securities | 2015-09-18 | 2017-06-30 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-26 | 2015-09-18 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-26 | 2015-09-18 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-24 | 2015-07-23 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-24 | 2015-07-23 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-24 | 2015-07-23 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-28 | 2013-12-27 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-18 | 2013-12-27 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-09 | 2011-02-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-04 | 2011-02-28 |
| Richland Capital Management Limited 富信資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-02 | 2009-11-23 |
| Richland Capital Management Limited 富信資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-10-02 | 2009-11-23 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-04-11 | 2009-04-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-05 | 2009-04-30 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-11-05 | 2009-04-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-05 | 2009-04-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-14 | 2007-10-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-14 | 2007-10-03 |