Donald William Lennox Skinner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Donald William Lennox Skinner ( ), a licensed former licensee with CE reference AAI493. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-04-04 | 2019-11-30 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-04-04 | 2019-09-24 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 9 — Asset management | 2019-04-04 | 2019-11-30 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-03-27 | 2016-02-15 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-03-27 | 2016-02-15 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-28 | 2019-11-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-05 | 2013-01-10 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-05 | 2013-01-10 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-05 | 2013-01-10 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-07-05 | 2013-01-10 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2012-07-05 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2012-07-05 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | present | 2012-07-05 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2012-07-05 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-08-17 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-08-17 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 9 — Asset management | present | 2004-08-17 |