Andrew Guy Stiles
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Guy Stiles ( ), a licensed former licensee with CE reference ABE303. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Salisbury Securities Limited 莎利士堡証券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-03 | 2013-08-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-09 | 2008-02-13 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-09 | 2008-02-13 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | present | 2003-05-27 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 5 — Advising on futures contracts | present | 2003-05-27 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | present | 2003-05-27 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 9 — Asset management | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | present | 2003-05-27 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2003-05-27 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | present | 2003-05-27 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | present | 2003-05-27 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 7 — Providing automated trading services | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2003-05-27 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 9 — Asset management | present | 2003-05-27 |