Todd Stuart Martin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Todd Stuart Martin ( ), a licensed former licensee with CE reference ABT540. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-21 | 2013-05-29 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-21 | 2013-05-29 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-21 | 2013-05-29 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-30 | 2012-07-14 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-30 | 2012-07-14 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-30 | 2012-07-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-11-16 | 2011-12-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-11-16 | 2011-12-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-16 | 2011-12-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-09-16 | 2011-12-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-06 | 2010-09-16 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2009-11-27 | 2010-02-12 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | 2009-01-23 | 2009-10-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-08 | 2008-11-13 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-08 | 2008-11-13 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-08 | 2008-11-13 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-07-08 | 2008-11-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-29 | 2006-05-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-20 | 2006-05-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-07-20 | 2006-05-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-07-20 | 2006-05-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2004-07-20 | 2006-05-13 |