Christopher Fenton Roberts
羅弼時
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Fenton Roberts (羅弼時), CE reference AAD528. Currently licensed at 1 firm(s): Grey Investment Limited. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grey Investment Limited 高易投資有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-10 | present |
| Grey Investment Limited 高易投資有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-27 | 2023-07-18 |
| Grey Investment Limited 高易投資有限公司 |
Rep | Type 9 — Asset management | 2020-04-27 | 2023-07-18 |
| Aardvark Fund Management Limited |
RO | Type 9 — Asset management | 2018-12-05 | 2019-08-30 |
| Aardvark Fund Management Limited |
Rep | Type 9 — Asset management | 2018-03-13 | 2018-12-05 |
| Aletheia Technologies Limited | RO | Type 5 — Advising on futures contracts | 2013-01-23 | 2014-06-10 |
| Aletheia Technologies Limited | RO | Type 4 — Advising on securities | 2012-07-18 | 2018-01-26 |
| Aletheia Technologies Limited | Rep | Type 4 — Advising on securities | 2012-06-25 | 2012-07-18 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-03-01 | 2012-02-27 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-14 | 2012-02-27 |
| GCIS Limited |
RO | Type 4 — Advising on securities | 2007-11-22 | 2009-12-11 |
| GCIS Limited |
RO | Type 5 — Advising on futures contracts | 2007-11-22 | 2009-12-11 |
| GCIS Limited |
RO | Type 9 — Asset management | 2007-07-19 | 2009-12-11 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-17 | 2007-06-19 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-20 | 2006-04-07 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-02-20 | 2007-06-19 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-04 | 2007-02-05 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-28 | 2005-12-23 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-02 | 2004-05-10 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-25 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-22 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-25 |