Long Hoang Ngo
黃龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Long Hoang Ngo (黃龍), a licensed former licensee with CE reference AGP054. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-23 | 2008-01-29 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-05 | 2008-01-29 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-10 | 2006-06-23 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-11 | 2008-01-29 |