Jimmy Ka Ching Chow

周家正
CE No. ADZ442 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Ka Ching Chow (周家正), a licensed former licensee with CE reference ADZ442. This person has 14.4 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2006-08-16 2017-08-31
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2006-08-16 2017-08-31
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2006-08-07
CLSA Futures Limited
里昂期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2006-08-07
CLSA Limited
中信里昂證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-05-03
CLSA Futures Limited
里昂期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-05-03
CLSA Limited
中信里昂證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-05-03
CLSA Futures Limited
里昂期貨有限公司
Rep Type 9 - Asset management Pre-2003 2004-05-03
CLSA Limited
中信里昂證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-05-03

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jimmy Ka Ching Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Alan Bing Chen CLSA Futures Limited 2003–2006
Polly So Po Ong CLSA Futures Limited 2003–2006
Gary William John Coull CLSA Futures Limited 2003–2006
Chau Yuen Chan CLSA Futures Limited 2003–2006
Lucia Yuk Ha Law CLSA Futures Limited 2003–2006
Don Ting Lam CLSA Futures Limited 2003–2006
Robert William Bentley Morrison CLSA Futures Limited 2003–2006
Matthew Albert Ruber CLSA Futures Limited 2003–2006
Donald William Lennox Skinner CLSA Futures Limited 2003–2006
Yat Hang Chan CLSA Futures Limited 2003–2006
Chi Keung Lo CLSA Futures Limited 2003–2006
Chuen Loong Hugh CLSA Futures Limited 2003–2006
Sheldon Lee CLSA Futures Limited 2003–2005
Ho Ming Hui CLSA Futures Limited 2003–2005
Raymond Kai Chung Chau CLSA Futures Limited 2003–2005
Mary Elizabeth McNamara Watt CLSA Futures Limited 2003–2006
Howel Gruffudd Rhys Thomas CLSA Futures Limited 2003–2005
Raymond Chun To Ng CLSA Futures Limited 2003–2004
Thomas Damian Roche CLSA Futures Limited 2003–2004
Fraser John Thomas Howie CLSA Futures Limited 2003–2006
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