Ruby Enrika Sock Mei Tan

CE No. AYJ627 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruby Enrika Sock Mei Tan, a licensed former licensee with CE reference AYJ627. This person has 4.2 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 Rep Type 1 - Dealing in securities 2011-11-10 2016-01-29
CLSA Futures Limited
里昂期貨有限公司		 Rep Type 2 - Dealing in futures contracts 2011-11-10 2016-01-29

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ruby Enrika Sock Mei Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Henry Chun Kit Ngai CLSA Futures Limited 2011–2016
Alan Ka Ming Wong CLSA Futures Limited 2011–2016
Maureen Lee Baker CLSA Futures Limited 2011–2016
Pekka David Johnson CLSA Futures Limited 2011–2016
Sorach Chanthongkaew CLSA Futures Limited 2011–2016
Poh Aik Lee CLSA Futures Limited 2011–2015
Sze Nga Lau CLSA Futures Limited 2011–2015
Thomas Xenophon Gladstone CLSA Futures Limited 2013–2016
Tanya Li Phing Gan CLSA Futures Limited 2011–2016
Kirstie Jane Fisher CLSA Futures Limited 2011–2015
Polly So Po Ong CLSA Futures Limited 2011–2016
Lucia Yuk Ha Law CLSA Futures Limited 2011–2016
Donald William Lennox Skinner CLSA Futures Limited 2011–2016
John David Bird CLSA Futures Limited 2011–2015
Don Ting Lam CLSA Futures Limited 2011–2015
Andrew Charles Maynard CLSA Futures Limited 2011–2015
Norman Lai CLSA Futures Limited 2013–2016
Christian John Jaeger CLSA Futures Limited 2013–2016
Cale O'Yeah McCulloch CLSA Futures Limited 2013–2016
Eric Ning Hin Cheng CLSA Futures Limited 2013–2016
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