Kevin Thomas Tapley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Thomas Tapley ( ), a licensed former licensee with CE reference ATJ099. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-23 | 2014-05-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-27 | 2014-05-31 |