Kirstie Jane Fisher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kirstie Jane Fisher ( ), a licensed former licensee with CE reference ANY183. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-03-14 | 2015-10-05 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-05-03 | 2015-10-05 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-18 | 2015-10-05 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-18 | 2010-05-03 |