Fraser John Thomas Howie

CE No. ADW025 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fraser John Thomas Howie, a licensed former licensee with CE reference ADW025. This person has 9.2 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2003-08-08 2012-11-01
CLSA Futures Limited
里昂期貨有限公司
Rep Type 2 - Dealing in futures contracts 2003-08-08 2012-11-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fraser John Thomas Howie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Michael Lewis Alexander CLSA Futures Limited 2004–2010
John David Bird CLSA Futures Limited 2004–2012
Polly So Po Ong CLSA Futures Limited 2003–2012
Lucia Yuk Ha Law CLSA Futures Limited 2003–2012
Don Ting Lam CLSA Futures Limited 2003–2012
Donald William Lennox Skinner CLSA Futures Limited 2003–2012
Sorach Chanthongkaew CLSA Futures Limited 2008–2012
Mary Elizabeth McNamara Watt CLSA Futures Limited 2003–2010
Andrew Guy Stiles CLSA Futures Limited 2003–2008
Kirstie Jane Fisher CLSA Futures Limited 2006–2012
Alan Bing Chen CLSA Futures Limited 2003–2009
Poh Aik Lee CLSA Futures Limited 2009–2012
Robert William Bentley Morrison CLSA Futures Limited 2003–2009
Tanya Li Phing Gan CLSA Futures Limited 2008–2012
Timothy Clement Smith CLSA Futures Limited 2009–2012
Matthew Albert Ruber CLSA Futures Limited 2003–2008
Edward Charles MacQueen CLSA Futures Limited 2003–2006
Calvin Kam Ming Tang CLSA Futures Limited 2006–2008
Jonathan Sheung Chern Yeoh CLSA Futures Limited 2006–2008
Henry Chun Kit Ngai CLSA Futures Limited 2010–2012
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