Cassandra Frances Wai Kwun Mak
麥慧君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cassandra Frances Wai Kwun Mak (麥慧君), a licensed former licensee with CE reference AMN771. This person has 4.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-22 | 2013-10-01 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-23 | 2011-09-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-23 | 2011-09-09 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-23 | 2008-08-20 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-03 | 2008-08-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2005-10-06 | 2008-02-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cassandra Frances Wai Kwun Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.