Chi Keung Lo
盧志強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Keung Lo (盧志強), a licensed former licensee with CE reference AFT940. This person has 18.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Octiv Capital Limited 正奇資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-01 | 2025-09-02 |
| Octiv Capital Limited 正奇資本有限公司 |
Rep | Type 9 - Asset management | 2024-11-01 | 2025-09-02 |
| Forte Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2022-02-21 | 2022-05-18 |
| Forte Securities (Asia) Limited | Rep | Type 2 - Dealing in futures contracts | 2022-02-21 | 2022-05-18 |
| De Riva Asia Limited | Rep | Type 1 - Dealing in securities | 2016-01-04 | 2020-10-23 |
| De Riva Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-01-04 | 2020-10-23 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-02-08 | 2015-10-31 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2006-02-08 | 2015-10-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-30 | 2006-02-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-02-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-25 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Keung Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.