Chi Keung Lo
盧志強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Keung Lo (盧志強), a licensed former licensee with CE reference AFT940. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Octiv Capital Limited 正奇資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-01 | 2025-09-02 |
| Octiv Capital Limited 正奇資本有限公司 |
Rep | Type 9 — Asset management | 2024-11-01 | 2025-09-02 |
| Forte Securities (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2022-02-21 | 2022-05-18 |
| Forte Securities (Asia) Limited |
Rep | Type 2 — Dealing in futures contracts | 2022-02-21 | 2022-05-18 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2016-01-04 | 2020-10-23 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2016-01-04 | 2020-10-23 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-02-08 | 2015-10-31 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2006-02-08 | 2015-10-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-30 | 2006-02-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-02-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-25 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-25 |