Kai Kai Yu
余皆佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Kai Yu (余皆佳), a licensed former licensee with CE reference AHR083. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2015-03-11 | 2017-05-16 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-03-11 | 2017-05-16 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2015-03-11 | 2017-05-16 |
| Natixis Asia Limited | Rep | Type 5 - Advising on futures contracts | 2015-03-11 | 2017-05-16 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2014-09-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-02 | 2014-09-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2009-10-02 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2009-10-02 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-10-02 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2009-10-02 | 2010-12-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-07 | 2009-06-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-11-07 | 2009-06-22 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2005-04-14 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-10 | 2009-06-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-10 | 2009-06-22 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-06-10 | 2008-11-24 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-05-26 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2004-05-26 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-03-18 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-03-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-03-18 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 9 - Asset management | present | 2004-03-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-03-18 |