Shao Khing Bruce Tan

CE No. ASZ739 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shao Khing Bruce Tan (), a licensed former licensee with CE reference ASZ739. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 Rep Type 1 — Dealing in securities 2009-06-05 2010-05-29
CLSA Futures Limited
里昂期貨有限公司		 Rep Type 2 — Dealing in futures contracts 2009-06-05 2010-05-29

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