Tanya Li Phing Gan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tanya Li Phing Gan, a licensed Responsible Officer with CE reference AOP016. Currently licensed at 1 firm(s): Sanford C. Bernstein (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 19.5 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 1 - Dealing in securities | 2026-10-27 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
RO | Type 4 - Advising on securities | 2026-10-27 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-01 | 2026-10-27 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-19 | 2026-10-27 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-09-04 | 2016-02-15 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2015-09-04 | 2016-02-15 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-26 | 2015-09-04 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-21 | 2021-08-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tanya Li Phing Gan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.