Julien Yves Bahurel

CE No. AEZ956 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julien Yves Bahurel, a licensed former licensee with CE reference AEZ956. This person has 7.8 years of SFC licence history. Total licence records on file: 18.

Information

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited RO Type 1 - Dealing in securities 2011-08-31 2013-04-06
UBS Securities Asia Limited RO Type 2 - Dealing in futures contracts 2011-08-31 2013-04-06
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2010-11-01 2011-08-31
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2010-11-01 2011-08-31
Morgan Stanley Hong Kong Securities Limited Rep Type 1 - Dealing in securities 2010-04-14 2010-08-23
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2006-10-12 2010-08-23
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 5 - Advising on futures contracts 2006-10-12 2010-08-23
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2006-06-12 2010-08-23
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2006-06-12 2010-08-23
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 - Providing automated trading services 2006-06-12 2010-08-23
Morgan Stanley Hong Kong Futures Limited Rep Type 7 - Providing automated trading services 2006-06-12 2010-08-23
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-06-17
CLSA Futures Limited
里昂期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2004-06-17
CLSA Limited
中信里昂證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-03-18
CLSA Futures Limited
里昂期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-03-18
CLSA Limited
中信里昂證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-03-18
CLSA Futures Limited
里昂期貨有限公司
Rep Type 9 - Asset management Pre-2003 2004-03-18
CLSA Limited
中信里昂證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-03-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Julien Yves Bahurel during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Alan Bing Chen CLSA Futures Limited 2003–2004
Kit Man Chui CLSA Futures Limited 2003–2004
Polly So Po Ong CLSA Futures Limited 2003–2004
Yat Hang Chan CLSA Futures Limited 2003–2004
Howel Gruffudd Rhys Thomas CLSA Futures Limited 2003–2004
Chuen Loong Hugh CLSA Futures Limited 2003–2004
Gary William John Coull CLSA Futures Limited 2003–2004
Raymond Kai Chung Chau CLSA Futures Limited 2003–2004
Jimmy Ka Ching Chow CLSA Futures Limited 2003–2004
Chau Yuen Chan CLSA Futures Limited 2003–2004
Ho Ming Hui CLSA Futures Limited 2003–2004
Lucia Yuk Ha Law CLSA Futures Limited 2003–2004
Don Ting Lam CLSA Futures Limited 2003–2004
Sheldon Lee CLSA Futures Limited 2003–2004
Chi Keung Lo CLSA Futures Limited 2003–2004
Shirley Suet Sum Lau CLSA Futures Limited 2003–2004
Robert William Bentley Morrison CLSA Futures Limited 2003–2004
Raymond Chun To Ng CLSA Futures Limited 2003–2004
Matthew Albert Ruber CLSA Futures Limited 2003–2004
Thomas Damian Roche CLSA Futures Limited 2003–2004
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