Robert William Bentley Morrison
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert William Bentley Morrison ( ), a licensed former licensee with CE reference AGQ547. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-03-13 | 2009-06-30 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
RO | Type 4 — Advising on securities | 2006-11-14 | 2009-06-30 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-07-25 | 2009-06-30 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2009-06-30 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-07-02 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-07-02 |