Maureen Lee Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maureen Lee Baker ( ), a licensed former licensee with CE reference AOT370. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bauhinia Capital Partners Limited |
Rep | Type 1 — Dealing in securities | 2016-09-14 | 2019-06-14 |
| Bauhinia Capital Partners Limited |
Rep | Type 6 — Advising on corporate finance | 2016-09-14 | 2018-05-24 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-12 | 2016-04-06 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-12 | 2016-02-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-02 | 2010-03-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-02 | 2010-03-20 |