Alan Ka Ming Wong
王嘉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ka Ming Wong (王嘉明), CE reference ARQ657. Currently licensed at 1 firm(s): Valliance Asset Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valliance Asset Management Limited | Rep | Type 9 — Asset management | 2026-01-06 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-16 | 2025-09-26 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-16 | 2025-09-26 |
| Brilliance Asset Management Limited 才華資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-02 | 2022-03-28 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-29 | 2018-10-20 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-29 | 2016-02-15 |