Graeme John Lane
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graeme John Lane ( ), a licensed former licensee with CE reference AOG216. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgans (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2023-03-21 | 2025-09-05 |
| Morgans (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2023-03-21 | 2025-09-05 |
| Redbridge Global Strategies Limited |
RO | Type 1 — Dealing in securities | 2019-07-09 | 2023-02-28 |
| Redbridge Global Strategies Limited |
RO | Type 4 — Advising on securities | 2019-07-09 | 2023-02-28 |
| Redbridge Global Strategies Limited |
RO | Type 9 — Asset management | 2019-07-09 | 2023-02-28 |
| SP Global Access Limited 盛豐環球證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-09 | 2018-10-26 |
| China International Securities Limited 中國國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-01 | 2017-07-03 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-26 | 2016-07-27 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-26 | 2016-07-27 |
| Execution Noble (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2014-03-24 | 2014-09-12 |
| Execution Noble (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-07-07 | 2014-03-24 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-08-14 | 2008-11-20 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-24 | 2008-11-20 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-24 | 2007-08-14 |