Graeme John Lane
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graeme John Lane, a licensed former licensee with CE reference AOG216. This person has 15.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgans (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2023-03-21 | 2025-09-05 |
| Morgans (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2023-03-21 | 2025-09-05 |
| Redbridge Global Strategies Limited | RO | Type 1 - Dealing in securities | 2019-07-09 | 2023-02-28 |
| Redbridge Global Strategies Limited | RO | Type 4 - Advising on securities | 2019-07-09 | 2023-02-28 |
| Redbridge Global Strategies Limited | RO | Type 9 - Asset management | 2019-07-09 | 2023-02-28 |
| SP Global Access Limited 盛豐環球證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-09 | 2018-10-26 |
| China International Securities Limited 中國國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-01 | 2017-07-03 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-26 | 2016-07-27 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-26 | 2016-07-27 |
| Execution Noble (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2014-03-24 | 2014-09-12 |
| Execution Noble (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-07-07 | 2014-03-24 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-08-14 | 2008-11-20 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-24 | 2008-11-20 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-11-24 | 2007-08-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Graeme John Lane during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.