Joshua Gerard Saldanha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joshua Gerard Saldanha ( ), a licensed former licensee with CE reference ANB180. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-07 | 2017-07-13 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-06-01 | 2010-08-19 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2009-07-14 | 2010-05-08 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-17 | 2008-05-30 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-28 | 2007-06-26 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-20 | 2007-06-26 |